Financial Services Regulation

"We have found the Financial Services Regulatory team at TLT very professional, thorough and knowledgeable thus inspiring a sense of confidence in their ability to achieve positive results"

- Ricardo Pires, general manager, Banco Espirito Santo London

TLT's financial services experts provide a full range of regulatory advice and services to financial services institutions in the retail and wholesale markets.

Our experienced lawyers advise on regulatory compliance involving businesses, their directors and managers. We also assist unregulated firms seeking to be regulated by the Financial Services Authority (FSA) and advise EEA firms.

We add value because our lawyers have worked in the Legal, Risk and Compliance departments of financial services institutions and understand the necessity of delivering commercial solutions.

We offer a regular complementary Financial Services Regulation update to keep you informed of the latest developments. We also offer our clients a Regulatory Helpline for quick queries, and provide tailored training sessions.

In its review of Innovative Lawyers 2008, the Financial Times recognised TLT as one of Europe's most innovative law firms and highly commended TLT's organisation of a client relationship activity for one of its major Financial Services clients.

TLT has been commended for innovation in the Financial Services sector by the Financial Times in its Innovative Lawyers Report 2009.